-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RpgpkyGEchDrXOBJ57/i4H40HTWXjmxHErA3rKdHMvRNsL2PiPrMqeqepuy4Hir/ N6rdSVfvkfQuELIsiD0jQQ== 0000950123-09-001328.txt : 20090127 0000950123-09-001328.hdr.sgml : 20090127 20090127144929 ACCESSION NUMBER: 0000950123-09-001328 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20090127 DATE AS OF CHANGE: 20090127 GROUP MEMBERS: ALLEGHANY CAPITAL PARTNERS LLC GROUP MEMBERS: ALLEGHANY INSURANCE HOLDINGS LLC GROUP MEMBERS: CAPITOL INDEMNITY CORPORATION GROUP MEMBERS: CAPITOL SPECIALTY INSURANCE CORPORATION GROUP MEMBERS: CAPITOL TRANSAMERICA CORPORATION GROUP MEMBERS: EMPLOYERS DIRECT CORPORATION GROUP MEMBERS: EMPLOYERS DIRECT INSURANCE COMPANY GROUP MEMBERS: PLATTE RIVER INSURANCE COMPANY GROUP MEMBERS: RSUI GROUP, INC. GROUP MEMBERS: RSUI INDEMNITY COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRICO MARINE SERVICES INC CENTRAL INDEX KEY: 0000921549 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 721252405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49411 FILM NUMBER: 09547913 BUSINESS ADDRESS: STREET 1: 250 N AMERICAN COURT CITY: HOUMA STATE: LA ZIP: 70363 BUSINESS PHONE: 713 780 9926 MAIL ADDRESS: STREET 1: 3200 SOUTHWEST FREEWAY STREET 2: SUITE 2950 CITY: HOUSTON STATE: TX ZIP: 77027 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 510283071 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2127521356 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 SC 13G/A 1 y74225sc13gza.htm AMENDMENT NO. 1 TO SCHEDULE 13G SC 13G/A
Table of Contents

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)
Trico Marine Services, Inc.
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
896106200
 
(CUSIP Number)
December 31, 2008
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
     o Rule 13d-1(b)
     þ Rule 13d-1(c)
     o Rule 13d-1(d)
          *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
          The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


Table of Contents

                     
CUSIP No.
 
896106200 
13G  Page  
  of   
21 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Alleghany Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,225,000(1)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,225,000(1)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,225,000(1)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  7.9%
     
12   TYPE OF REPORTING PERSON
   
  CO
(1) The shares are owned directly by Capitol Indemnity Corporation (“CIC”), Capitol Specialty Insurance Company (“CSIC”), Employers Direct Insurance Company (“EDIC”), Platte River Insurance Company (“PRC”) and RSUI Indemnity Company (“RIC”). Alleghany Capital Partners LLC (“ACP”) acts as an investment manager for each of CIC, CSIC, EDIC, PRC and RIC pursuant to an investment management agreem ent with each such company, whereby, among other things, ACP has been granted voting power over the shares of common stock of the issuer owned of record by each such company. Capitol Transamerica Corporation (“CATA”) owns 100% of the issued and outstanding stock of CIC and CSIC. Employers Direct Corporation (“EDC”) owns 100% of the issued and outstanding stock of EDIC. RSUI Group, Inc. (“RSUI Group”) owns 100% of the issued and outstanding stock of RIC. Alleghany Insurance Hold ings LLC (“AIHL”) owns 100% of the issued and outstanding stock of CATA, PRC and RSUI Group, 100% of the equity interests in ACP and 98.5% of the issued and outstanding stock of EDC. Alleghany Corporation (“Alleghany”) owns 100% of the equity interests in AIHL.


Table of Contents

                     
CUSIP No.
 
896106200 
13G  Page  
  of   
21 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Alleghany Insurance Holdings LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,225,000(2)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,225,000(2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,225,000(2)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  7.9%
     
12   TYPE OF REPORTING PERSON
   
  OO
(2) The shares are owned directly by CIC, CSIC, EDIC, PRC and RIC. AIHL owns 100% of the issued and outstanding stock of (i) PRC, (ii) CATA, the parent company of CIC and CSIC and (iii) RSUI Group, the parent company of RIC. AIHL owns 98.5% of the issued and outstanding stock of the EDC, the parent company of EDIC. AIHL owns 100% of the equity interests in ACP, the investment manager for each of CIC, CSIC, EDIC, PRC and RIC.


Table of Contents

                     
CUSIP No.
 
896106200 
13G  Page  
  of   
21 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Alleghany Capital Partners LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,225,000(3)
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,225,000(3)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,225,000(3)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,225,000(3)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  7.9%
     
12   TYPE OF REPORTING PERSON
   
  OO
(3) The shares are owned directly by CIC, CSIC, EDIC, PRC and RIC, each of which is a party to an investment management agreement with ACP whereby, among other things, ACP has been granted voting power over the shares of common stock of the issuer owned of record by each such company.


Table of Contents

                     
CUSIP No.
 
896106200 
13G  Page  
  of   
21 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Capitol Transamerica Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Wisconsin
       
  5   SOLE VOTING POWER
     
NUMBER OF   262,500(4)
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   262,500(4)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    262,500(4)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  262,500(4)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  1.7%
     
12   TYPE OF REPORTING PERSON
   
  CO
(4) The shares are owned directly by CIC and CSIC, each of which is a wholly-owned subsidiary of CATA.


Table of Contents

                     
CUSIP No.
 
896106200 
13G  Page  
  of   
21 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Employers Direct Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   60,000(5)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    60,000(5)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  60,000(5)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  0.4%
     
12   TYPE OF REPORTING PERSON
   
  CO
(5) The shares are owned directly by EDIC, of which EDC owns 98.5% of the issued and outstanding stock.


Table of Contents

                     
CUSIP No.
 
896106200 
13G  Page  
  of   
21 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Platte River Insurance Company
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Nebraska
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   37,500
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    37,500
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  37,500
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  0.2%
     
12   TYPE OF REPORTING PERSON
   
  IC


Table of Contents

                     
CUSIP No.
 
896106200 
13 G Page  
  of   
21 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

RSUI Group, Inc.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   865,000(6)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    865,000(6)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  865,000(6)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  5.6%
     
12   TYPE OF REPORTING PERSON
   
  CO
(6) The shares are owned directly by RIC, of which RSUI Group owns 100% of the issued and outstanding stock.


Table of Contents

                     
CUSIP No.
 
896106200 
13 G Page  
  of   
21 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Capitol Indemnity Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Wisconsin
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   240,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    240,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  240,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  1.5%
     
12   TYPE OF REPORTING PERSON
   
  IC


Table of Contents

                     
CUSIP No.
 
896106200 
13 G  Page  
10 
  of   
21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Capitol Specialty Insurance Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Wisconsin
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   22,500
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    22,500
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  22,500
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  0.1%
     
12   TYPE OF REPORTING PERSON
   
  IC


Table of Contents

                     
CUSIP No.
 
896106200 
13 G  Page  
11 
  of   
21 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Employers Direct Insurance Company
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   60,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    60,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  60,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  0.4%
     
12   TYPE OF REPORTING PERSON
   
  IC


Table of Contents

                     
CUSIP No.
 
896106200 
13 G Page  
12 
  of   
21 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

RSUI Indemnity Company
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  New Hampshire
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   865,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    865,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  865,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
 
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  5.6%
     
12   TYPE OF REPORTING PERSON
   
  IC


TABLE OF CONTENTS

Item 1(a) Name of Issuer
Item 1(b) Address of Issuer’s Principal Executive Offices
Item 2(a) Name of Person Filing:
Item 2(b) Address of Principal Business Office or, if none, Residence:
Item 2(c) Citizenship:
Item 2(d) Title of Class of Securities
Item 2(e) CUSIP Number
Item 3 If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Item 4 Ownership
Item 5 Ownership of Five Percent or Less of a Class
Item 6 Ownership of More than Five Percent on Behalf of Another Person
Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company
Item 8 Identification and Classification of Members of the Group
Item 9 Notice of Dissolution of Group
Item 10 Certification
SIGNATURE
EXHIBIT INDEX
EX-99.A: MEMBERS OF FILING GROUP
EX-99.B: JOINT FILING AGREEMENT


Table of Contents

                     
CUSIP No.
 
896106200 
13 G  Page  
13 
  of   
21 Pages 
Item 1(a) Name of Issuer
Trico Marine Services, Inc.
Item 1(b) Address of Issuer’s Principal Executive Offices
3200 Southwest Freeway, Suite 2950
Houston, Texas 77027
Item 2(a) Name of Person Filing:
Alleghany Corporation
Alleghany Insurance Holdings LLC
Alleghany Capital Partners LLC
Capitol Transamerica Corporation
Employers Direct Corporation
Platte River Insurance Company
RSUI Group, Inc.
Capitol Indemnity Corporation
Capitol Specialty Insurance Corporation
Employers Direct Insurance Company
RSUI Indemnity Company
Item 2(b) Address of Principal Business Office or, if none, Residence:
See Item 2(c)
Item 2(c) Citizenship:
         
 
  Alleghany Corporation   Alleghany Insurance Holdings LLC
 
  7 Times Square Tower, 17th Floor   7 Times Square Tower, 17th Floor
 
  New York, NY 10036   New York, NY 10036
 
  Delaware corporation   Delaware limited liability company
 
       
 
  Alleghany Capital Partners LLC   Capitol Transamerica Corporation
 
  7 Times Square Tower, 17th Floor   1600 Aspen Commons
 
  New York, NY 10036   Middleton, WI 53562
 
  Delaware limited liability company   Wisconsin corporation
 
       
 
  Employers Direct Corporation   Platte River Insurance Company
 
  30301 Agoura Road   1600 Aspen Commons
 
  Agoura Hills, CA 91301   Middleton, WI 53562
 
  Delaware corporation   Wisconsin corporation
 
       
 
  RSUI Group, Inc.   Capitol Indemnity Corporation
 
  945 East Paces Ferry Road   1600 Aspen Commons
 
  Atlanta, GA 30326   Middleton, WI 53562
 
  Delaware corporation   Wisconsin corporation
 
       
 
  Capitol Specialty Insurance Corporation   Employers Direct Insurance Company
 
  1600 Aspen Commons   30301 Agoura Road
 
  Middleton, WI 53562   Agoura Hills, CA 91301
 
  Wisconsin corporation   California corporation
 
       
 
  RSUI Indemnity Company    
 
  945 East Paces Ferry Road    
 
  Atlanta, GA 30326    
 
  New Hampshire corporation    

 


Table of Contents

                     
CUSIP No.
 
896106200 
13 G  Page  
14 
  of   
21 Pages 
Item 2(d) Title of Class of Securities
Common Stock
Item 2(e) CUSIP Number
896106200
Item 3 If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
     This Statement is filed on behalf of (i) Alleghany Corporation (“Alleghany”), (ii) Alleghany Insurance Holdings LLC (“AIHL”), a wholly owned subsidiary of Alleghany, (iii) Alleghany Capital Partners LLC (“ACP”), a wholly owned subsidiary of AIHL, (iv) RSUI Group, Inc. (“RSUI Group”), Capitol Transamerica Corporation (“CATA”) and Platte River Insurance Company, each of which is a wholly owned subsidiary of AIHL, (v) Employers Direct Corporation (“EDC”), a 98.5% owned subsidiary of AIHL, (vi) RSUI Indemnity Company, a wholly owned subsidiary of RSUI Group, (vii) Capitol Indemnity Corporation and Capitol Specialty Insurance Corporation, each of which is a wholly owned subsidiary of CATA and (viii) Employers Direct Insurance Company, a wholly owned subsidiary of EDC. ACP acts as an investment manager for each of CIC, CSIC, EDIC, PRC and RIC pursuant to an investment management agreement with each such company, whereby, among other things, ACP has been granted voting power over the shares of common stock of the issuer owned of record by each such company.
Item 4 Ownership
  (a)   Amount beneficially owned
 
      See the Cover Pages for each of the Reporting Persons
 
  (b)   Percent of class
 
      See the Cover Pages for each of the Reporting Persons
 
  (c)   Number of shares to which person has
  (i)   sole power to vote or direct the vote
 
  (ii)   shared power to vote or direct the vote
 
  (iii)   sole power to dispose or to direct disposition
 
  (iv)   shared power to dispose or to direct disposition
      See the Cover Pages for each of the Reporting Persons
Item 5 Ownership of Five Percent or Less of a Class
Not Applicable
Item 6 Ownership of More than Five Percent on Behalf of Another Person
Not Applicable

 


Table of Contents

                     
CUSIP No.
 
896106200 
13 G  Page  
15 
  of   
21 Pages 
Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
Not Applicable
Item 8 Identification and Classification of Members of the Group
     See Exhibit A
Item 9 Notice of Dissolution of Group
Not Applicable
Item 10 Certification
      By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


Table of Contents

                     
CUSIP No.
 
896106200 
13 G  Page  
16 
  of   
21 Pages 
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 1 to Statement on Schedule 13G is true, complete and correct.
         
January 27, 2009  ALLEGHANY CORPORATION
 
 
  By:   /s/ Roger B. Gorham    
    Name:   Roger B. Gorham   
    Title:   Senior Vice President — Finance and Investments, Chief Financial Officer   
 
January 27, 2009  ALLEGHANY INSURANCE HOLDINGS LLC
 
 
  By:   /s/ Roger B. Gorham    
    Name:   Roger B. Gorham   
    Title:   Senior Vice President   
 
         
January 27, 2009  ALLEGHANY CAPITAL PARTNERS LLC
 
 
  By:   /s/ Peter R. Sismondo    
    Name:   Peter R. Sismondo   
    Title:   Treasurer   
 
         
January 27, 2009  CAPITOL TRANSAMERICA CORPORATION
 
 
  By:   *    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
         
January 27, 2009  EMPLOYERS DIRECT CORPORATION
 
 
  By:   *    
    Name:   Ronald A. Groden   
    Title:   Vice Chairman, Executive Vice President & Chief Financial Officer   
 
         
January 27, 2009  PLATTE RIVER INSURANCE COMPANY
 
 
  By:   *    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
         
January 27, 2009  RSUI GROUP, INC.
 
 
  By:   *    
    Name:   Phillip McCrorie   
    Title:   Senior Vice President and Chief Financial Officer   

 


Table of Contents

                     
CUSIP No.
 
896106200 
13 G  Page  
17 
  of   
21 Pages 
         
         
January 27, 2009  CAPITOL INDEMNITY CORPORATION
 
 
  By:   *    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
January 27, 2009  CAPITOL SPECIALTY CORPORATION
 
 
  By:   *    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
January 27, 2009  EMPLOYERS DIRECT INSURANCE COMPANY
 
 
  By:   *    
    Name:   Ronald A. Groden   
    Title:   Vice Chairman, Executive Vice President & Chief Financial Officer   
 
January 27, 2009  RSUI INDEMNITY COMPANY
 
 
  By:   *    
    Name:   Phillip McCrorie   
    Title:   Senior Vice President and Chief Financial Officer   
 
         
     
  *By:   /s/ Christopher K. Dalrymple    
    Christopher K. Dalrymple   
    Attorney-in-Fact   

 


Table of Contents

                     
CUSIP No.
 
896106200 
13 G  Page  
18 
  of   
21 Pages 
         
EXHIBIT INDEX
     
Exhibit No.    
 
   
A
  Members of Filing Group
 
   
B
  Joint Filing Agreement

 

EX-99.A 2 y74225exv99wa.htm EX-99.A: MEMBERS OF FILING GROUP EX-99.A
                     
CUSIP No.
 
896106200 
13 G  Page  
19 
  of   
21 Pages 
EXHIBIT A
Members of Filing Group
Alleghany Corporation
Alleghany Insurance Holdings LLC
Alleghany Capital Partners LLC
Capitol Transamerica Corporation
Employers Direct Corporation
Platte River Insurance Company
RSUI Group, Inc.
Capitol Indemnity Corporation
Capitol Specialty Insurance Corporation
Employers Direct Insurance Company
RSUI Indemnity Company

 

EX-99.B 3 y74225exv99wb.htm EX-99.B: JOINT FILING AGREEMENT EX-99.B
                     
CUSIP No.
 
896106200 
13 G  Page  
20 
  of   
21 Pages 
EXHIBIT B
JOINT FILING AGREEMENT
     In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of Amendment No. 1 to Statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Trico Marine Services, Inc., a Delaware corporation.
Date: January 27, 2009
         
January 27, 2009  ALLEGHANY CORPORATION
 
 
  By:   /s/ Roger B. Gorham    
    Name:   Roger B. Gorham   
    Title:   Senior Vice President — Finance and Investments, Chief Financial Officer   
 
January 27, 2009  ALLEGHANY INSURANCE HOLDINGS LLC
 
 
  By:   /s/ Roger B. Gorham    
    Name:   Roger B. Gorham   
    Title:   Senior Vice President   
 
January 27, 2009  ALLEGHANY CAPITAL PARTNERS LLC
 
 
  By:   /s/ Peter R. Sismondo    
    Name:   Peter R. Sismondo  
    Title:   Treasurer   
 
January 27, 2009  CAPITOL TRANSAMERICA CORPORATION
 
 
  By:   *    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
January 27, 2009  EMPLOYERS DIRECT CORPORATION
 
 
  By:   *    
    Name:   Ronald A. Groden   
    Title:   Vice Chairman, Executive Vice President & Chief Financial Officer   
 
January 27, 2009  PLATTE RIVER INSURANCE COMPANY
 
 
  By:   *    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   

 


 

                     
CUSIP No.
 
896106200 
13 G  Page  
21 
  of   
21 Pages 
         
         
January 27, 2009  RSUI GROUP, INC.
 
 
  By:   *    
    Name:   Phillip McCrorie   
    Title:   Senior Vice President and Chief Financial Officer   
 
January 27, 2009  CAPITOL INDEMNITY CORPORATION
 
 
  By:   *    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
January 27, 2009  CAPITOL SPECIALTY CORPORATION
 
 
  By:   *    
    Name:   Frederick Taransky   
    Title:   Vice President and Chief Financial Officer   
 
January 27, 2009  EMPLOYERS DIRECT INSURANCE COMPANY
 
 
  By:   *    
    Name:   Ronald A. Groden   
    Title:   Vice Chairman, Executive Vice President & Chief Financial Officer   
 
January 27, 2009  RSUI INDEMNITY COMPANY
 
 
  By:   *    
    Name:   Phillip McCrorie   
    Title:   Senior Vice President and Chief Financial Officer   
 
         
     
  *By:   /s/ Christopher K. Dalrymple    
    Christopher K. Dalrymple   
    Attorney-in-Fact   
 

 

-----END PRIVACY-ENHANCED MESSAGE-----